Stock Compliance Tool
Digital Infrastructure
7-step compliance decision flow based on the UK NSI Act and SRI/ESG mandates.
Restricted Sector Check
Enter a stock ticker. We'll verify the company and check if it operates in one of the 17 NSI Act restricted sectors.
Revenue Threshold – Below 10% of Group Revenue?
Sustainability Goals Check
Monitoring Flags
10% Exclusion Violation
Unethical Evidence – Substantiated?
Engage – Has It Been Corrected?
Developed and maintained by and for the Newcastle University Investment Fund:
Developer(s)
Publisher
Tool Disclaimer
This interface and the "Stock Compliance Tool" is developed by the Digital Infrastructure team within the Newcastle University Investment Fund (NUIF) for sole educational and research purposes. NUIF is not authorized, supervised, or regulated by any financial authority (including the FCA) to provide financial services, algorithmic trading signals, or investment advisory. NUIF may hold positions in any security analyzed by this tool and may change those positions at any time without notice.
General Disclaimer & Model Risk
The outputs generated by this tool do not constitute investment or financial advice. The "Stock Compliance Tool" applies a rules-based compliance workflow; it is not a real-time financial instrument and should not be used as the basis for any financial decision.
Users should conduct independent due diligence. NUIF and its members disclaim all liability for the accuracy of compliance outcomes or investment decisions derived from this tool. We accept no liability for any direct or consequential loss arising from the use of this tool. You are explicitly warned: relying on compliance logic built by untrained University students is unlikely to be a profitable investment strategy and carries significant risk.
Technical & Information Accuracy
Logic and parameters within this tool reflect the judgment of the authors at the time of development and are subject to change. Outputs are valid only at the point of generation and do not account for real-time market shifts or liquidity changes post-calculation. Hyperlinks provided in outputs are for verification only; NUIF does not endorse or approve the content of external websites.